REGISTERED INVESTMENT ADVISORS
Comprehensive E&O coverage for targeted Financial Institution classes through an AM Best A+ rated carrier.
Reach out to Greg Rose
Trust Norman-Spencer to have your back.
Call us at (800) 543-3248 to learn more about application requirements and submission requirements.
Approved classes include non-bank commercial and not-for-profit lenders, investment advisors, financial planners, consultants, mortgage bankers and brokers, and financial technology companies.
- Coverage Lines: D&O, E&O, Cyber, EPLI, Fiduciary and Crime
- Multiple Retention Options
- E&O and D&O Coverages Packaged on One Policy
- Shared Limits for E&O and D&O Coverage
- 24-48 Hour Turnaround Time from Initial Submission to Quote
- Admitted, AM Best A+ Carrier